Contents of spoon-archives/seminar-10.archive/papers/decinau.lgs
Louis Schwartz
University of Iowa
Deleuze/Cinema/Nation/Author
The force of Giles Deleuze's Cinema I: The Movement Image and Cinema II: The
Time Image lies in their contribution of a new approach to the study of the
cinema. Traditionally, the cinema is studied as a kind of language, as a
psychological process, as a national industry and its products, as a the
experience of an empirical audience, as the aesthetic product of an artist,
or as the expression of a particular genre. To these approaches Deleuze
introduces the possibility of studying film as a mode of thought. His two
volumes on film seek to compare cinema to philosophy. While the traditional
approaches to film studies treat the cinema as a mode of signification or as
the expression of something else, Deleuze's approach treats the concepts
proper to film texts themselves. Deleuze claims that directors "think with
movement-images and time-images instead of concepts." [Deleuze, 1986 #2] His
project then is to explain the forms of thought that are cinema to his
readers.
In order to see the gains and losses of Deleuze's approach, I will try to
position Deleuze's treatment of French cinema up to the second world war in
the context of other works on the field. This comparison will reveal that
despite the originality of Deleuze's taxonomy of the cinema, the transparency
of the national categories he constructs limits his analysis. Although
Deleuze's books are a study of thought in films from around the world
throughout the history of the cinema, I have chosen to concentrate on a
restricted but important segment of that study because most of the work that
concerns itself with the whole of world cinema is not developed enough in its
methodology to merit comparison with Deleuze's analysis. The parameter of a
national cinema is not one that I have imposed on Deleuze's work from the
outside. As we shall see, nation is an important category in Deleuze's
attempt to think the thoughts of the cinema. I will begin by giving an
extended rehearsal of Deleuze's account of the cinema and the place of French
cinema within that account. After a comparison of Deleuze's account of that
cinema with those of other scholars I will briefly summarize Deleuze's
argument about post-war cinema and conclude with an assessment of Deleuze's
contribution to film studies.
Deleuze relies on three forms of organization traditional to film study:
chronological, national and auteurist. He considers films more or less in the
order they were made, he sometimes groups films according to what country
they were made in, and he sometimes considers the work of a particular
film-maker as a whole. These modes of organization are also familiar to
philosophical exegesis - one can study the history of philosophy, German
philosophy, or the philosophy of Kant, for example. The use of these
categories facilitates the project of comparing film to philosophy by
organizing them both within a common taxonomy. The comparison between film
and thought is made through the comparison of philosophers to cineastes.
Deleuze writes that film makers must be compared "not merely with painters,
architects, and musicians, but also with thinkers." [Deleuze, 1986 #2].
To these fairly traditional categories Deleuze adds others adapted from the
philosophies of Bergson and Peirce to organize the over-all structure of his
study. From Peirce he adopts a general taxonomy of signs that allows him to
divide filmed images according to the categories of firstness, secondness,
and thirdness. Firstness is "the mode of being which consists in its subject
being positively such as it is regardless of all else." [Peirce, 1955 #1] It
is greenness, for example, regardless of whether anything in the universe is
actually green. Secondness is "a mode of being of one thing that consists in
how a second thing is." [Peirce, 1955 #1] The relations between qualities and
their embodiments are of the order of secondness. A traffic light's being
green is a relation of secondness. Thirdness is "the mode of being which
consists in the fact that future facts of secondness will take on a
determinant general character."[Peirce, 1955 #1] Judgments and rules are
examples of thirdness; such as the function of the green light as a sign that
cars should proceed is a relation of thirdness. These three modes of being
structure three types of signs: firstness structures the icon, secondness
structures the index, and thirdness structures the symbol. In each of these
signs that which is represented is related to that which represents it by the
mode of being that structures it. Because these categories structure all
mental activity as well as all signification, because they are the "three
modes of being" in Peirce's phenomenology, they provide Deleuze with a
conduit between thought and the cinema, a common denominator that allows a
comparison between them. [Peirce, 1955 #1] As beings, both thought and cinema
can be categorized under these three rubrics. By using categories that apply
to all signs to set up this comparison, Deleuze avoids reducing cinema to a
language and differentiates his approach from that of mainstream cinema
semiotics.
From Bergson, Deleuze takes the three theses on movement from Creative
Evolution. This also establishes a common ground between cinema and thought,
because for Bergson the mind is an image that moves and hence interacts
immediately with other moving images. The first of Bergson's theses is that
movement is distinct from the space in which it occurs. Space is homogeneous
and infinitely divisible, while movement cannot be divided with out changing
qualitatively with each division. It follows that movement cannot be
reconstituted as a series of instants - movement occurs in the interval
between instants. Bergson calls the mistaken notion that movement can be
reconstituted as a series of immobile segments of abstract time "the
cinematic illusion." [Deleuze, 1986 #2] For Bergson movement is an illusion
in the cinema because film represents movement by stopping it at instants
that are evenly timed. Deleuze points out that Bergson's view of the cinema
is based on the structure of the apparatus, rather than on the viewers
experience. What Bergson does not realize is that the audience of a film is
unaware of the frames on the strip of celluloid and their arrested instants
of motion, they experience only an integral, continuous movement that is of
the same order as any other motion. Deleuze archly inverts Bergson's very
critique of the cinema as proof of the realness of cinematic movement.
Bergson's second thesis is used by Deleuze to parallel the of cinema
development to that of modern science. This thesis states that modern man
differs from the ancients because he divides movement into immanent sections
rather than according to a teleos. This is the difference between measuring a
distance as "half way to a tree", where the unit of measurement is defined by
something outside the distance itself, and measuring that distance as "one
centimeter," where the distance is defined without reference to anything
external. "One centimeter" refers to any space whatever, while "half way to
the tree" refers to one particular space. This same distinction can be made
with regard to temporal measurement: a modern speaks of "six hours," where an
ancient spoke of a quarter day." This epochal break in measurement subtends
all of modern science in so far as it allows the measurement of forces in
isomorphic space and time.
In the pre-history of cinema any instants whatever and any spaces whatever
can been found in the serial photography of Muybridge and Marey. By
recording human and animal movement in evenly spaced and timed snap shots
Marey and Muybridge divided motion into any instants whatever, rather than a
series of privileged instants. Though some of the photographs do seem to be
of privileged instants (the moment when the horse has just put its hoof down,
for example), these are moments of immanent transformation rather than poses
that actualize transcendent forms.
Bergson's third thesis relates movement to duration, allowing Deleuze to
consider how the thoughts of the cinema are articulated to the temporal
structures of whole films. The third thesis states that while an instant is
an immobile section of a movement, movement is a mobile section of duration.
For Bergson, duration is the whole. If I imagine place abstractly, for
example, I cannot understand a movement from place A to place B. But if I
imagine that my home is at place A and my examination is being administered
at place B what has changed with the movement is not only my position, but
the qualities of the situation. When I displace myself from A to B I have
become an examined student, and the examination has been administered. The
relation of my movement to the duration of the whole situation has changes
all of its elements. If I put a lump of sugar into a glass of water the whole
situation will eventually be changed in sugar water. In both of these
examples duration and movement transform a concrete mental reality as a
whole. Both situations undergo not a transformation of their components,
rather, they become new situations.
Continuing to draw on Bergson, Deleuze defines the set of images as
including everything that appears. One of the consequences of this definition
is that there is no difference between motion and the thing moved: thus the
movement of the cinema happens on the plane of immanence along which
everything else happens. This plane of immanence on which the every image
appears is made of flowing matter, that is, of movement images. Hence
cinematic movement is of the same order as all other movement. Another
consequence of this notion is that the mind is an image like the cinema and
thus able to have a direct relation to it. Deleuze has no need of a
psychoanalytic description of cinematic identification because he understands
the operation of the cinema on the psyche as a relation of one image to
another. All images interact along their facets. The mind for Bergson and
Deleuze is merely an image that has an interval between action and reaction.
In that interval lies the free will as indetermination, and the heart of the
cinema.
For Deleuze, the cinema does not take subjective perception as its model.
Unlike subjective perception, the variability of cinematic framing pulls
cinema towards acentered and deframed images. Cinema oscillates between the
world and the perception of the world. Cinema is always moving in the
direction of a diffuse perception because the very variability of its framing
undermines the distinction between the subjective and the objective. This can
be understood in the fact that the same shot can appear as an objective shot
or as a point of view shot, depending on where in the film it is. The most
important effect of account of cinema has on Deleuze's argument is to
transform the notion of the cinematic auteur from that of an artist who
imposes his vision on the world to that of an artist who discovers
characteristics immanent in the world. That transformation allows the cinema
to be studied as a mode of expression rather than a mode of thought.
Deleuze relies Bergson's theses to mark two distinct types of cinematic
image: the movement-image and the time-image. These two overarching concepts
are used by Deleuze to define an epochal break in cinematic thought, what he
calls the two "regimes" of the cinema to each which he devotes a volume. The
movement image that characterizes the cinema's initial regime is a mobile
section of duration, while the time image is a direct impression of duration.
The time-image characterizes cinema's modern regime that takes hold after the
second world war, (although examples of it can be found in the prewar - World
War II cinema.) This paper will concentrate on the time-image because it is
in his consideration of this first cinematic regime that Deleuze uses the
national categories that I wish to situate within the discourse of film
studies.
The movement-image has three forms. The three avatars of the movement image
are not defined as individual images but as relations between images. The
first consists of the relation of a movement image to the image of a center
of indetermination, the second consists of the relation of an image of center
of indetermination to a set of movement images; and the third consists in the
absorption of a movement image by a center of indetermination. The first of
which is the movement image when it is related to a special image that forms
a center of indetermination in it. The most obvious example of this what is
usually called the point of view shot. The shot that represents what is seen
becomes a point of view because it is linked to a shot of a seer and that
seer is a center of indetermination in so far as it is not known how it will
react to the sight seen.
The second avatar of the movement image is the action image. It arises when
the center of indetermination receives excitation along a privileged facet
and that center sees the world as a curve of virtual actions on the subject.
The subject may organize its possible actions along this curve. Action images
organize the shots in westerns where a hero is confronted with a situation
that forces him to act in order to change it.
When excitations are retained in the interval rather than reflect or reacted
to the third avatar of the movement image arises: the affection image. The
affection image is the way the interval -- the perceiver in the film --
feels from the inside. In the case of human beings, we receive images through
specialized organs that are restricted in their movement, like the eyes. When
our organs of reception absorb exiting movement instead of reflecting it, our
activity becomes temporarily impossible. The effort to overcome the temporary
impossibility of reaction produces in us the state of being overwhelmed which
the cinema of the movement-image embodies with the close-up of the organs of
reception frozen by over-stimulation.
The relations of one image to another are determined by montage and for
Deleuze montage is the organization of the whole and thus, according to
Bergson's third thesis, produces the image of duration. Deleuze divides the
development of montage strategies into national schools. This is not a
completely original taxonomic structure: Russian montage is a term familiar
to any student of film, as is the association of continuity editing with
American film practices that emerge after Griffith.
Deleuze divides up his national schools of montage among film-makers circa
World War I, although he includes film-makers separated by as much time as a
decade, e.g. Epstein and Renoir. Deleuze writes that
"four trends can be distinguished: the organic trend of the American school;
the dialectical trend of the soviet school; the quantitative trend of the
French school; and the intensive trend of the German Expressionist school."
[Deleuze, 1986 #2]
The montage of the American school is that from which narrative flows, the
montage of the Soviet school allows the film maker to formulate the laws
along which a narrative develops, and the German Expressionist school brings
forth an image of the formless sublime which determines the affect produced
by narrative.
The French school of montage is concerned with the quantity of movement and
the metrical relations that allow that quantity to be defined. In defining
the French school in these terms Deleuze means to point out their scientific
interest in how much or how little movement can be put in an image, and in
the forms of rhythmic organization possible among units of motion. Deleuze
calls this a form of Cartesianism. By calling attention to the French
predilection for quantification under the name of Descartes, Deleuze opens up
the possibility of a cultural analysis of cinema that takes into account a
cultural form hitherto generally marginalized in the study of national
cinemas: philosophy. Deleuze argues that French directors of this period
such as Gance wanted to supersede the empirical images of movement produce by
Griffith by finding inner principles. For Deleuze, something "empirical"
gives data without analyzing it, while a science analyzes and reveals the
principals by which the data is produced. Descartes' transformation of
geometry into a quantitative science provides a clear example of such a
overcoming of the empirical. By providing equations that can generate any
shape, Descartes exposed the generative principles of geometry rather than
merely analyzing the relations between shapes as such. French directors of
this period were indebted to Griffith but wanted to be more scientific than
him. They wanted to analyze the movements across which narratives flow as
well as to illustrate these movements. Deleuze extends this Cartesianism to
the arts in general in France by arguing that the same concern for principles
was shown in contemporaneous French Painting. He says that French directors
were interested in extracting the whole of a particular movement from all its
various forms in same the way that "Monet never stops painting the
water-lily."[Deleuze, 1986 #2]
Deleuze characterizes the French school's interest in motion as mechanical.
To exemplify what he means by this he cites dance scenes in Gremillion and
Clair. In these scenes the whole of the dance is taken together rather than
the composition of the dancers or the dialectical composition of their
movements. The structure of the all the possible variations of the dance is
made visible in these scenes. Deleuze sees these dances as machines with
dancers as their components.
Deleuze asserts that the French school constructed two types of machines.
The first is a simple automaton, like a clock, that combines movements within
a homogeneous space. As an example of this sort of machine he cites the
brides flight in L'Atlante. The second type of machine is the engine that
runs on steam or fire. This contraption produces movement out of something
else and constantly affirms a heterogeny whose terms it links. This sort of
machine is exemplified in Gance's The Wheel. The second type of machine is
associated with the epic or tragic whereas the first is linked to comedy or
drama. Here it must be noted that Deleuze's taxonomy has usefully subdivided
the conventional national category into strikingly original typologies of
film. These typologies are based on Deleuze's original readings of films
based on their specific mode of thought. Much of the great energy that
readers feel in this work comes form Deleuze's unique groupings of films that
burgeon out of traditional groupings.
Another original category of films that Deleuze isolates points out the
remarkable number of French films concerned with water. Deleuze links the
French cinema's fascination with water to its fascination with mechanical
motion. The theme of water is an extension of the mechanics that Deleuze
finds in films with dances. Those films think the mechanics of solids, while
the aqueous films think mechanics of fluids. Water facilitates the
abstraction of movement. Such abstraction was always part of the project of
French cinema, visible even in films without water such as Ballet Mechanique.
For the French, unlike the Americans and Soviets, water becomes inorganic in
so far as its movement becomes an end in itself. This notion of how mechanics
and the abstraction of motion (as something that can be applied to one
material or another) leads Deleuze to see French cinematography as an
attempt to extract movement from light itself. For Deleuze, in the French
school illumination itself is a form of movement, as is the alternation
between night and day.
Deleuze's analysis of the French school extends to the film-maker's
writings. Deleuze understands Jean Epstein's concept of photogenie as part of
the French interest in abstracting movement from the image. He defines
photogenie as "the image majored by movement"[Deleuze, 1986 #2](43) Thus
photogenie is an interval of time present that is always in the present, but
always variable. That interval of time is a numerical unit which produces a
maximum quantity of movement in the image in relation to other factors. The
relation between these units and the other factors is the rhythm of a film.
An example of this relation can be found in L'Inhumaine, film in which the
heavy geometric designs of Fernand Leger's cubist sets provide space with a
sort of coordinate system against which the movement produced by the forces
of photogenie can be measured.
Deleuze's reading of the French cinema circa World War I as an attempt
derive the principals of movement, to set up a Cartesian science of movement,
has some clear advantages. It brings out a unity between certain texts that
might not seem comparable intuitively. Epstein's The Fall of the House of
Usher and Gance's Napoleon, for example, have very different surfaces and
seem to be different types of cinema. Using fantastic sets, unusual camera
angels and altered motion effects. Epstein's film could be sited as an
example of the formative tendency in film-making. Gance's Napoleon, in
contrast, could stand as an example of the realist tendency because it uses
locations and attempts to stretch the screen beyond its limits with the use
of triptych projection. By avoiding these rather hackneyed categories
Deleuze's taxonomy brings out a commonalty between the two films which in
turn reveals itself to be a central project of the French cinema: the
discovery of the fundamental principal of movements. We learn something new
not only about Deleuze's thesis, but about the films themselves. Epstein
seeks to understand the principals by which movement can be slowed down and
hence stretched out to the maximum point while Gance tries to understand the
principals by which the movements of a battle are organized.
The ease with which Deleuze subsumes this project to Cartesianism, however
is justly disturbing. The label of Cartesianism creates a neat fit between
the project that Deleuze describes and the country in which it was carried
out. What could be more natural than French directors trying to establish the
science of movement in its various forms according to a Cartesian model of
science? But the very naturalness of this discovery hides the contested
nature of French film culture at the time before and during the first world
war. It is from this atmosphere of contestation that the culture derived its
most vital energies.
Deleuze is able to give a monological account of French film culture as a
Cartesian project because he relies on a combination of his own readings of
films and the writings of their directors. Deleuze does not consider writings
by directors that do not fit with the theme that he describes, nor does he
pay much attention to the writings of theorists and critics who were not
themselves film-makers. This exclusion is authorized by Deleuze's comparison
between film-makers and thinkers, yet such authority seems rather arbitrary
in this period when film-makers were imbedded in a sprawling cinematic
culture that included all kinds of other artist and thinkers. While it is
true that Deleuze is only writing about the French school of montage, his
first volume on cinema reduces the French contribution to film's development
to that form of montage.
By narrowing the context in which he considers French cinema to the
philosophical interpretation of one aspect of the film text, Deleuze creates
illusion of a cinema that is altogether too unified and all together too
unproblematically national. Richard Abel's anthology French Film Theory and
Criticism doe an exemplary job of bringing out the contested state of French
cinematic culture at this time. The period between 1914 and 1920 saw intense
debates about the nature of cinema. Far from having reached the conclusion
that cinema was an instrument whereby the principals of movement could be
determined, arguments were held over whether anything could be learned from
cinema at all. Was it qualified as an art; if it was an art was it was a high
art or a low art; and should cinema be informed by the characteristics of the
French nation?
Included in Abel's anthology is an essay by a figure Deleuze doesn't deal
with Jacques De Baroncelli's "Pantomime, Music, Cinema" (1915). It is
typical of a tendency during this period. Baroncelli adumbrates the history
of cinema, paying special attention to the cinema's evolution from spectacle
to a more fully realized art, in order to call for a specific development in
that evolution. For Baroncelli, himself a director, the last impediment to
the perfection of the cinema is the handling of dialogue in silent films. The
movement of Baroncelli's argument through several stages of the early history
of cinema suggest that the validity of the cinema as anything more than a
vulgar entertainment and a welcome seat for the price of a few sous still
needed to be established. The uncertain position of cinema within French
culture is all the more clear when one realizes that Baroncelli's argument is
being published in Cine-journal, a magazine for movie enthusiasts. This
implies that the artistic potential of cinema still had to be confirmed for
even those who took an active interest in it. Indeed, in this period the
cinema was still being derided as "the last resortx of those who lack
imagination" [Souday, 1988 #4]
The direction in which Baroncelli asserts he would like to push the cinema
further complicates Deleuze's notion of what is at steak for French film in
this period. He writes that when actors speak in silent films the audience
sees "an air bubble escape, the kind that sometimes rises from the mouth of
carp." [Baroncelli, 1988 #3] This moment gives rise to a feeling of
"incomplete creation" that can only be rendered whole by music.[Baroncelli,
1988 #3] Baroncelli criticizes the use of popular love songs during love
scenes and other instances of culturally loaded music and calls for a new
form of musical description specific to the cinema. Baroncelli calls for
melodies that will delineate a gesture, follow the contour and rhythm
of a feeling, clarify and
define it, and in its turns and motifs harmoniously enclose a human soul.
With that the cinema will create moments that are unique pure, thrilling,
ideal. [Baroncelli, 1988 #3]
Baroncelli is calling for movie music that will make clear and enhance
affects rather than expose its metrical principals. As Able points out
Baroncelli is representative of a classical movement in French film culture.
The aesthetic ideals of this movement, those of harmony and the beautiful
lie, separate them from the positivist and Cartesian notion of French
cinematic culture that Deleuze lays out.
In so far as film did qualify as art in France at this time, a fierce debate
raged between those who saw it as a form of high culture and those who saw it
as a form of popular culture. Baroncelli's position as a neo-classicist has
him call for the development of cinema as a high art. He writes that
musicians will soon realize that the art of the cinematic music "is superior
to that of concert music." [Baroncelli, 1988 #3]. This call for cinema as
form of high culture can also be read in Colette's review of De Mille's The
Cheat.
Colette praises the film because "every evening writers, painters,
composers, and dramatists come and come again to sit, contemplate and
comment, in low voices like pupils." [Colette, 1988 #5] Colette applauds the
film because it functions as an art school for the purveyors of high culture.
That French Artists and intellectuals should be instructed by an American
film only renders the idea that French cinema at this time was organized
around a set of Gaelic Cartesian principals more problematic.
On the other side of this debate was the film critic Louis Delluc. Delluc
wrote in praise of lower class audiences of the faubours. These audiences
were made up of "mechanics, pimps, laborers and women warehouse packers."
[Delluc, 1988 #6]. Delluc preferred these audiences because of the awe they
experienced in front of the film. Unlike the more sophisticated audiences of
the Paris boulevards, these audiences did not chatter throughout the film.
Delluc argued that for these audiences, who were normally indifferent to art,
the cinema awakened a new interest. Entitled "The Crowd" Delluc's article
reports on his travels to various theaters in different class zones of the
Paris area and his experiences watching films in these various locations.
Such a geographic and demographic approach points to a concern of French film
culture at the time that Deleuze leaves entirely aside: the audience.
For Deleuze, the ideas of the cinema are immanent in films themselves. In
order to extract these thoughts from French films of this period Deleuze sets
them off against two contexts, the writings of their directors, and a
national philosophical tradition in the form of Cartesianism. The issue of
reception is simply not raised by this methodology. Deleuze's complete
elision of audience is problematic in two different ways. First, he does not
account for a very real concern of French film culture in the period that he
is talking about -- and one which affects the inventors of montage in so far
as they wanted their montage to be comprehensible. Second by ignoring the
audience, Deleuze is allowed to construct a cinema that no one before him has
ever seen.
The final problem with Deleuze's treatment of the French school of montage
that is brought out by a reading of Abel's anthology is his very assumption
that a national school can be assumed to exist. As Able states in an
introductory essay, writings on French film in this period around the issue
of whether cinema was a national art were filled with "a welter of cracks and
contradictions." [Able, 1988 #7] Much of this debate centered on the issue
of whether the government should censor unpatriotic films, but it also
extended to questions such as whether or not there is a national form of
beauty. The complexity of these arguments leads one to wonder to what extent
the directors that Deleuze subsumes under the rubric of the French school saw
themselves as involved in a national project, let alone a specifically
Cartesian project.
If the question of whether beauty has a fatherland was at issue in this
period of French film culture, Deleuze's reader might do well to wonder
whether thought has a fatherland, and whether the alignment of France with
Cartesianism is as simple as it Deleuze makes it seem. The smooth fit between
France and Cartesianism covers over the question of how the cinematic
investigation of particular questions about movement can come to
characterize a national school of film-making. This alignment is somewhat
undermined in Deleuze's book itself by the contrast between Bergson, whose
thought is used to understand cinema at large, --though he too is French--
while Descartes' thought is used as model for the French school in
particular. This question of nationality is not limited to writings about
films but can be extended to the French mode of production itself. An
industrial study of the French cinema in the period between the wars makes
the issue of the nationality of films even more complex.
Deleuze does not offer us an industrial study, nor does he remain in France
for very long. After his consideration of international developments in the
early silent cinema, Deleuze turns his attention to America. Though he
considers examples from around the world, and from diverse periods of film
history, for Deleuze of the development of cinema as thought from the begging
of sound to the second World War happens in America. Tracing of the
development cinema as thought leads Deleuze away from a consideration of the
industrial context in which films are made. This lack of context allows him
to ignore certain images. For Deleuze thought is outside determination,
thought that is determined is simply a series of watch-words or doxa. By not
considering the doxic cinema carefully, Deleuze leaves thought in the cinema
free floating. Sometimes he wants to refer to industrial conditions in order
to make a point about directors who thematize them, (e. g. Wenders and the
monetary image,) but his attention to these conditions is sketchy at best. An
interesting relation between industrial context and the meanings of films
produced within it is posited by Ginette Vincendeau's reading Marcell
Pangnol's Le Shpontz. Vincendeau's argument about Le Shpontz can be used to
define a nationalist image.
Vincendeau begins by noting that the late 20s and early 30s were a time of
intense emigration to France. The French film industry employed vast numbers
of workers who were born outside the country, as well as employing
international capital to accomplish its projects. Directors and technicians
form Germany worked in the French industry. According to Vincendeau in 1934
26 foreign technicians worked in Paris while 47 of their French colleagues
went unemployed. Such statistics complicate the notion of the Frenchness of
the French film industry by showing that its workers were German. All of the
lenses used in French films were made in Germany by Zeiss Ikon. Films that
are widely thought of as exemplary of French cinema, and that were made by
French film workers in France, were none the less funded by German capital.
The German film company Tobis, for example, funded the three sound films that
established Deleuze favorite Rene Clair as one of the "Frenchest" of
directors: Sous les toits de Paris (1930,) Le million (1931,) and A Nous la
liberte (1931.) It is interesting to note that these films are seen as
exemplary of the French school by Deleuze whose national argument does not
note the complexities introduced by the structure of capital behind these
films. Since Deleuze is widely known as a philosopher of becomings it might
benefit his project to see how German capital can flow into a becoming French
Cinema.
Further accelerating the internationalization of the film industry was the
advent of sound. French production companies entered the sound era unable to
meet the demands on capital imposed by the conversion to sound. Sound
equipment was mostly imported from the United States and Germany. Because
sound films depended on international markets to recover the heavy
investments that they required, distribution became a multinational affair.
Films were often made in multiple versions, each in a different language so
that the "same" film could be distributed in many countries.
These international developments in the infrastructure of the film industry
incited attempts at organizing the film industry on an international basis.
According to Paul Leglise at the Berlin Film conference of 1935, the German
delegation led by Goebels attempted to establish regulations which would
facilitate international film trade. [Leglise, 1970 #9] The failed proposal
included plans for a centralized European film council, rules against block
booking (both of these would seem to be directed at protecting a
trans-European film market against Hollywood), a ban on film tariffs, and
proposals to regulate the number of theater seats according to local
demographics. This German interest in the industrial structure of the
European cinema could serve to bolster Deleuze's argument that the
movement-image will culminate in Nazi Germany, but he does not cite it.
This litany of international features of the French film industry of the
1930s shows that there were powerful forces at work pushing film past the
borders of any given country. These forces need to be accounted for in any
work that attempts to understand film as the thought of a nation. (It might
also behoove Deleuze to clarify whether film has a homeland, or what makes a
particular thought belong to a nation besides the nationality of the
thinker.) These forces provoked a strong nationalist reaction in France.
According to Vincendeau, even the leftist entertainment newspaper Pour Vous
complained about the number of foreigners in the French industry.
Her reading of Pangol's Le Shpontz underlines the inscription of a foreign,
specifically Jewish, presence in the French film industry. The film producers
in Le Shpontz have Jewish names and the yokel that comes to Paris, only to be
at first mocked by the film-makers, is of pure French stock. Vincendeau's
reading of Le Shpontz suggests that it presents the French industry as a
native structure which has been infiltrated by outsiders rather than seeing
internationalization as characteristic of a development of in the cinematic
infrastructure in the 1930s. This covering over of the international
character of film capital with a nationalist discourse is surely important to
the kinds of thought engendered by film on the eve of the second world war.
Vincendeau's reading of Le Schpontz shows that a foreign presence in the
French film industry could be thematized by products of that industry, and
she reads Le Shpontz as a nationalist film. However the very images produced
by the French film industry between the wars were also not inherently French.
The importation of German images into the French cinema by German emigre film
makers has been discussed by Thomas Elsaesser in his essay on German Emigre
film makers "Pathos and Leave Taking".
Elsaesser's article brings out the complexities involved in defining
cinematic characteristics of one nation against those of another in an age of
heavy migration. He argues that "the German technicians who emigrated to
France left a more lasting mark on the industry's infrastructure than the
directors."[Elsaesser, 1984 #10] Thus those most directly responsible for the
material production of the image blurred the distinctions of national cinema
the most. (It is worth noting in passing that such a distinction between
directors and technicians is never made by Deleuze because of his reliance on
the figure of the director as cinematic thinker.)
The difficulty of reading images as part of a national school surfaces in
Elsaesser's argument. He defines the mise-en-scene of late Weimar films as
one of "mute objects or overcharged images," [Elsaesser, 1984 #10] but this
same phrase could easily describe the mise-en-scene of American film noir or
French poetic realism (think of the first mate's jar containing his friends
pickled hands in L'Atalant). It is true that these films have been said to
have been influenced by Weimar Cinema, but the question here is not the
source of these images. What is at stake is how these images come to signify
a national psychological characteristic. If "mute objects and overcharged
images" characterize the German-ness of German film in a given period, it
becomes mysterious that they are so easily grafted into films that are shot
in other countries during other times. Surely there must be some additional
determinations that allow the film scholar to say that these are marks of a
particular cultural identity within Weimar cinema while in film noir they are
marks of a different identity. These determinations in a space between text
and context; they are the determinations that mediate reception. It is
precisely those determinations that are passed over by Deleuze.
Elsaesser writes that the emigres' films were the subject of "several,
perhaps contradictory determinations." [Elsaesser, 1984 #10] The difficulty
in categorizing cinematic practices by nation lies in keeping those
contradictory determinations in play at all times. Though Elsaesser
occasionally slides into a somewhat simpler view of national cinema, unlike
Deleuze he at least gestures towards the complexity of such a taxonomy. This
complexity is often over looked because the tradition of categorizing films
-- or philosophies -- by country is so powerful that such a division seems
utterly obvious. It is in fact not at all obvious that the western film
industries should be cut up by nation. Elsaesser argues that the production
methods German technicians brought with them to France were developed in
Berlin, and that the German industry was at a more advanced stage of economic
development than the French. In the light of Vincendeau's findings on the
international character of the film industry between the wars, such an
argument could lead one to construe the contributions of the emigre
technicians as transfers from a more developed sector of a general cinematic
economy rather than imports from one national industry to another. In other
words, the film industry could be conceived of as an international economy
within which there were uneven regions of development. This model relates the
determinations of national film styles to the development of the local sector
of a an international industry.
Dudley Andrew's Poetic Realism gives another model for the treatment of
multiple and multinational determinations of a national film style. In his
manuscript, Andrew works with the notion of "cinematic ecriture," which he
describes as "larger than an individual authors style but more restricted
than the general French 'language' of cinema." [Andrew, 1990 #11] This
restriction implicitly acknowledges the stratifications within a national
cinema and hence constructs it a site of performed contestation, so that it
enables Andrew to avoid constructing a monological French cinema as Deleuze
does.
In his chapter on emigres Andrew traces the ways in which the "cinematic
ecriture" of poetic realism was informed by the German film-makers. Andrew
stresses the process of signification within which cinematic tropes are
transferred from one national context to another. By relating this process to
the French "cinematic mentality" Andrew de-emphasizes individual tropes as
signifiers and turns to a consideration of the context within which those
signifiers are deployed. [Andrew, 1990 #11] This is a step beyond Elsaesser
because cinematic texts are not only "the products of multiple, perhaps
contradictory determinations" they are also the products of an international
context and its vicissitudes.(Elsaesser) That international context is
precisely the set of cinematic flows between nations.
Tracing the influence of foreign directors and set designers on poetic
realism Andrew shows that a film style which is widely conceived of as
particularly French is a product of cross-cultural pollination. Andrew's
manuscript also points out that the products of this cross pollination also
have international effects. Those effects can be seen in the influence of
Jean Gabin's acting style in poetic realist films on the acting style of
Humphry Bogart in early film noir. In the transfer between Gabin and Bogart
we can see that an actor whose gestures are commonly read as the quintessence
of Frenchness informs an actor whose gestures are commonly read as the
quintessence of Americanness. These American detective films are of great
interest to Deleuze in his chapters on narrative structure. But he assumes
that they emerge out of the "soul of the cinema" suis generis, and that
during the 1930s the "soul of the cinema" resided in the United States.
[Deleuze, 1986 #2] Thus these images are not seen as involved in
trans-national cinematic flow.
In Deleuzian terms, Andrew is describing a becoming French of the German
cinema and a becoming American of the French cinema. Given the interest in
flow and transformative becoming that runs throughout his philosophical
writings, it seems that the transfer of cinematic traits from one country to
another would be eminently analyzable in his terms. If that process were
studied by Deleuze as a becoming, his transparent notion of national cinema
would have to be altered.
Ultimately, these problems of determining the national character of thought
and cinema are not Deleuze's focus. Although, as we have seen in our
discussion of the French cinema, many of his smaller arguments seem uncertain
in light of these problems, and although their consideration would support
Deleuze's conclusions, he is more interested in another problem. Deleuze's
attempt is to trace the development of the moving image across huge blocks of
space and time. Deleuze's interest in the epochal structures of the cinema
can only be seen if a certain amount of detail is left behind. If the problem
of the nation is underdeveloped in Deleuze's book, this is surely more than
compensated for by his other observations about the two regimes of the
cinematic image.
For Deleuze the cinema of the movement-image is a spiritual automaton, a
mechanical being without birth, a thought-form that has become independent of
its thinker, a machine that goes through the motions of the human mind. The
problem with this automaton is that it does not have its own thought, but
obeys a rudimentary impression of pure information which develops solely in
visions and primitive actions. This cinema is incapable of providing an
ethical structure to its thought-forms. Cinema of the first regime then is a
kind of thinking monster, or a monstrous thought for Deleuze. The cinema both
thinks automatically and has the potential to automate the thought of it
spectators. According to the Bergsonian theses as deployed by Deleuze, the
cinematic image acts directly on the image of the interval, the human mind.
Although Deleuze explicitly says that his project is not to give a history of
the cinema, he does give a narrative of the development of film, a kind of
biography of this monster. That narrative of the cinema is then the story of
the development of an automatism into a spiritual art.
The great event in that historical narrative is the second World War.
Deleuze argues that the German Masses where subjected to the Nazi's in
particularly cinematic way. He claims that Hitler was a film-maker and the
German people were his apparatus and the image that he produced. For Deleuze
the ultimate movement-image was that produced by Riefinstahl on film and by
Hitler in the world itself. Under the Nazi's writes Deleuze
the revolutionary courtship of the moment-image and an art of the masses as
become subject was broken off, giving way to the masses subjected, as
psychological automaton, and their leader as great spiritual automaton.
[Deleuze, 1989 #15]
After the War, writes Deleuze psychological and spiritual automatons were
replaced by a race of computer and cybernetic automata with controls and
feedback. The society of central control was replaced by the society of local
control.[Deleuze, 1992 #13] Instead of being concentrated in a single leader,
power was distributed over a network. Deleuze relates this epochal change of
the emergence to new media of the moving image, television being the prime
example. Instead of being projected on one screen like the cinema it is
projected on many. Instead of the audience abandoning control when they walk
into the theater the controls are right on the box or in the viewers hand.
More importantly, Deleuze relates these new post-war social structures to
new forms of cinema. Not only do the cybernetic automatons become a theme in
the cinema, e.g. in 2001: A Space Odessy, but movement-image itself becomes
useless. The sensory motor link that the movement-image depended on is broken
by the overwhelming facts of Aushewitz, the atomic bomb, and saturation
bombing. Those facts are sensory stimuli to which the world has not yet been
able to react to. This radical suspension of temporality resulted in the
emergence of a new reality in postwar Europe and hence a new cinema.
This new reality was reflected in the cinemas of Italian Neo-realism and the
French New Wave. Empty, disconnected any space whatevers become qualified
extended spaces. Within these spaces pure duration transpires. The situations
enacted in these spaces no longer extend into action or reaction: they are
lived as pure optical sings (opsigns) or sonic signs (sonsigns). Such signs
are cut off from all extension and absorb all of their own affective
intensities. Instead of acting, characters see. They no longer experience the
world within a motivated narrative, they wander through it. Thus the
narrative form of the ballade or amotivated stroll emerged in the cinema. The
viewer's problem becomes not "what will happen next," but what is there to
see in this image? [Deleuze, 1989 #15]
In the cinema of Alain Resnais, for example, the flashback disappears, as
the section of time that it represents is no longer related to a central
temporal organization. Instead, it is juxtaposed with other incommensurate
sections of time. In a film like Last Year At Marienbad there is no way to
reconstruct a linear temporality form the films plot. The sheets of past
presented by the films sequences do not fit together in any possible order.
The chronological recalcitrance of Last Year At Marienbad is not simply the
function of different characters in the having different memories of a single
event as in Kurosawa's Rashomon. In the Resnais film the "objective camera"
presents segments of a past that are simply incommensurate with each other.
For Deleuze, the modern-cinema is defined by movement away from information
towards the time-image, towards pure duration. Pure duration is brought out
in each image by virtue of its incommensurability with the other images of
the film. Each image becomes a whole unto itself, a complete situation
determined by duration.
Deleuze's grand narrative of the cinema brings out a key structure that has
hitherto been overlooked: the way in which the cinema thinks time. His
morphological taxonomy of the cinema also isolates striking groups of film
whose power is most evident to the reader who feels that they are natural
constellations that he has never before noticed. His study is also filled
with voluminous examples and energetic readings of films that are as valuable
as the argument he forms from them.
With respect to the films that Deleuze chooses as they key texts in the
development of the cinema his argument has an undeniable power. That power
comes both form the history of cinematic thought within which Deleuze places
the films that he chooses to analyze, and from his rigorous readings of film
in the context of philosophy. Yet it is important for his readers to realize
that the films he chooses to attend to are only a small section of the
cinema, and that his choices sustain taxonomic categories that might
otherwise be troubled by recent work in film studies. These potentially
problematic categories are generally not the ones that Deleuze invents or
discovers, but the traditional ones that he takes whole from cinema studies
and philosophical exegesis. In the same way that Deleuze's use of national
categories in the development he charts for the time image can be questioned,
his use of individual directors as film authors might be complicated by
recent work on the importance of the notion of authorship in focusing a
medium whose materials are as heterogeneous as film's. Clearly for Deleuze
the focalization that is subtended by authorship plays a crucial role in his
ability to extract thought from the cinema. Such an investigation lies beyond
the scope of this paper.
My criticisms of Deleuze are not meant to diminish the very real achievement
of these volumes, nor to qualify the very real pleasure that they bring to
readers who feel constrained by more traditional approaches to film. Rather,
by explicating Deleuze's key ideas and contextualizing them with other film
scholarship by way of comparisons with various treatments of French national
cinema, my aim is to suggest that Deleuze's investigation might be furthered
by a closer consideration of the taxonomic categories that he inherits from
other approaches.
List of Works Citied
Able, Richard. "Photogenie and Company." French Film Theory and Critcism.
Ed. Richard Able. Princeton NJ: Princeton U, 1988. 1:
Andrew, Dudley. Poetic Realism. 1990.
Baroncelli, Jacques De. "Pantomime, Music, Cinema." French Film Theory And
Criticism 1907-1939. Ed. Richard Able. Princeton, NJ: Princeton U., 1988.
1:
Colette. "Cinema: The Cheat." French Film Theory and Criticism. Ed.
Richard Able. Princeton NJ: Princeton U., 1988. 1:
Deleuze, Giles. Cinema I: The movement Image. Minneapolis: University of
Minnesota, 1986.
Deleuze, Giles. Cinema II: The Time Image. Vol. II of Minneapolis:
University of Minnesota, 1989.
Deleuze, Giles. "Postscript to the Societies of Controll." October 59
(1992):
Delluc, Louis. "The Crowd." French Film Theory and Criticism. Ed. Richard
Able. Princeton, NJ: Princeton U., 1988. 1:
Elsaesser, Thomas. "Pathos and Leave Taking." Sight and Sound .Autum
(1984):
Leglise, Paul. Histoire de la politique du cinmea Francias: Le Cinema et la
IIIe Republique. 1970.
Peirce, Charles Saunders. "The Principals of Phenomenology." Philosophical
Writings of Peirce. Ed. Justus Buchler. New York: Dover, 1955.
Souday, Paul. "On The Cinema." French Film Theory And Criticism 1907-1929.
Ed. Able. Princeton, NJ: Princeton U., 1988. 1:
Vincendeau, Ginette. "French Cinema in the 1930s: Social Texts and Contexts
of a Popular Medium." PhD disseration. University of East Anglia, 1985.
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