Contents of spoon-archives/seminar-10.archive/papers/baztardeleuze.jbm
(c) Jon Beasley-Murray
Duke University
jpb8@acpub.duke.edu
Please note that a revised version of this article is forthcoming in a
special issue of _Iris_ dedicated to Deleuze and cinema, edited by D. N.
Rodowick.
Whatever happened to neorealism?
Bazin, Deleuze, and Tarkovsky's long take
The most pressing problem [is] that of the
relations between cinema and language.
(Deleuze, Cinema 2 25)
My intention in this paper is to return to the question of
"reality" in the cinema, a question usually deferred in favor of
examinations of the inevitable cultural constructedness of
cinematic images and narrative, a constructedness usually
understood in terms of linguistic and psychoanalytic models.
My argument is that to understand the cinema in terms of a
language (and, with Lacanian psychoanalysis) in terms of the
symbolic is to miss the specificity of cinema which I see as its
ontological subversion and refusal of codes that are forever
taken for granted in such analyses.
Clearly, such a project is much larger than the scope of a
single paper, and here I will only develop one part of an ongoing
investigation into various modes of cinematic realism. This
investigation is more or less structured along the lines
suggested by Gilles Deleuze's two books on the cinema, but part
of my intention is to consider Deleuzian theory not simply as
some radically new break from the film-theoretical tradition, but
rather as a re-reading and revitalization of the historic
enterprise of film criticism. In particular, I see Deleuze as
returning to the problematic of film's reality and ontology
generated by Andr‚ Bazin, and this paper investigates some
resonances between Deleuze and Bazin's understanding of film
form, and their analyses of time in the cinema, particularly
their shared affinity for the long take.
To link Deleuze and Bazin in this way might seem an
eminently quixotic preoccupation. Indeed, the differences
between the two seem great, especially in so far as Deleuze is
usually taken to be an abstract high theorist par excellence,
while Bazin has conventionally been banished to the category of
the pre-theoretical. Moreover, this is an contrast illuminated
also by their different modes of writing, with the former
producing a systematic (over)comprehensive two volume work on the
cinema, while the latter's work is fragmentary, almost
journalistic, centered around reviews. Until recently at least,
one would be tempted to say that their most relevant shared
characteristic was an equal marginalization from standard film-
theoretical discussion, with Bazin regarded as pass‚ and Deleuze
as "so piquantly tangential to other cinematic theories" (Reader
102).
And yet it is precisely this shared marginality that is a
key to the ways in which Bazin is, I would argue, central to
Deleuze's reformulation of film theory. For in his opposition to
semiological analyses of film--to the "avatars of the signifier"
(Cinema 2 137)--Deleuze returns to a Bazinian historicism and a
Bazinian conception of the ontology of the cinematic image. That
Deleuze's most obvious borrowing has to be his use of Bazin's
sense of film history as the structuring principle for Cinema 1
and 2. Rather than concentrate upon a phenomenological portrait
of the experience of film viewing, or indeed upon a contextual
history of the cinematic apparatus and its embedding in social
relations, Deleuze follows Bazin in outlining a formal history of
tendencies inherent in the very idea of cinema. Along the lines
of a conception of "total cinema" as overdetermining myth,
Deleuze structures his work as, literally, a history of the
cinematic image--most simply as a shift from movement-image to
time-image, but also encompassing numerous other diversions and
bifurcations in the practice of film expression.
Moreover, in this formal history, Deleuze assigns the same
importance to Welles and neorealism as does Bazin. For both
Welles "marks more or less the beginning of a new period" (Bazin,
What is Cinema? vol. 1, 37), notable for its use of the shot in
depth, consolidated by neorealism and its use of the long take:
"Welles seems to have been the first to have opened this breach,
where neo-realism and the new wave were to be introduced with
completely different methods" (Cinema 2 143). At the same time,
both return to film-makers of the 1920s and 1930s (such as Renoir
and Stroheim) to "rediscover" an embedded (if lost) tradition of
silent cinema that militated against the montage effect of the
"action-image," combatting the sense of an inevitable progression
from Griffith to Hollywood. Indeed, as if to confirm this
reliance on a similar structuring principle, Deleuze opens Cinema
2 by way of Bazin's formal analysis of neorealism's constitution
of a new cinematic image.
In their shared concern for the history of the image,
Deleuze and Bazin choose to see the relation between viewer and
filmic image as neither primarily social nor psychic, thus
circumventing debates over "spectator" or "audience" theory.
Rather each equally offers an anti-representational analysis of
the cinema--and this is the importance of their stress upon the
ontological--in that the cinema viewer is maintained as part of
an immanent functional (and corporeal) effect of the film's
unfolding through time. For both the specificity of the cinema
remains its unfolding of the image in the real time that becomes
the lived time of thought and the body. This is in contrast to
gaze theory, for example, for which the pictures might as well
never be moving, and which prefers to accentuate distanciation--a
distanciation Bazin and Deleuze acknowledge, and which they argue
is accentuated through montage techniques, but which goes against
the "essential being" of the movies. It is as a result of this
shared position on the nature of cinema that the long take
accrues its importance for both theorists.
Even as I argue for the convergences between Deleuze and
Bazin, I should also acknowledge, of course, that considerable
differences remain, most obviously in their discursive
traditions: though Deleuze engages fully with film theory and
criticism, this is very much in the service of a distinct
philosophical project. Deleuze does at times take issue with
Bazin, if only to dispute the latter's emphases such as his
upholding "the primacy of the reality-function" in depth of field
(Cinema 2 299 n. 16). In stressing continuities I am returning
Deleuze's work to the problematics generated by Bazin, while
acknowledging the fact that Deleuze is in no sense "returning" to
Bazin. For he is in fact using Bazinian positions and structures
as a basis for a new set of problematics open in the wake of a
disillusion with the semiological project. Still, I feel that
this is a productive affinity, and that, especially given the
incomprehension or mistrust Deleuze's work on film has tended to
generate among film scholars, such a re-contextualization of his
position enables the use-value of this work in the concrete
discussion of actual film texts. So I will now turn to a reading
of Tarkovsky's The Sacrifice.
i
The long take to which I refer in my title is both general
and particular. While I do want to comment on the function of
the long take in general film practice and theory--mostly in so
far as it is contrasted with montage techniques--I primarily want
this to center around discussion of "the long take" in Tarkovsky.
This is the climactic scene in his last film, The Sacrifice
(1986), encompassed in one take of over six minutes' duration.
This take depicts the central character of the film destroying
his own house, as family and friends attempt to restrain him
until he is finally taken away in an ambulance.
The events of The Sacrifice are fairly simple. It is set in
the environs of a country house on a remote island in Sweden, on
the day of and the morning after the birthday of the central
character, Alexander. Other characters include Alexander's wife,
daughter and small son, his wife's lover, and his friend, a
postman. The atmosphere from the start is stifling and the tone
melancholy, such that Alexander seeks solace from the bickering
and emotional turmoil within the house by talking to his young
son, "little man" who is mute, recovering form a throat
operation. Language is thus clearly staged as the site of
conflict (or in Alexander's discourse, merely imaginary
resolution), yet this proves merely the calm before the storm, as
during the evening appear signs of imminent national catastrophe-
-perhaps even nuclear war. Jets fly above the house, shattering
even the outward signs of domestic normality, the TV broadcasts
ominous warnings until the electricity fails, and Alexander's
wife becomes hysterical until silenced against her will by the
medical sedation administered by her lover, a doctor.
That night Alexander escapes from the house, and in a sexual
and mystical experience involving a woman whom he understands to
be an Icelandic witch, he seems to learn that to prevent the
catastrophe he must sacrifice all he has and commit himself too
to a vow of silence. In the morning, all is calm once again,
until Alexander fulfills his material side of the spiritual
bargain by burning down the house. It is this sacrifice that
this take encompasses, in which Alexander watches the burning
house, is pursued by his unbelieving family and friends, tries to
appeal to the Icelandic witch, and is taken away by ambulance.
The take is in long and medium-long shot and begins focussed
upon Alexander, sitting in the water of the marshy field facing
his burning house, which is in the background. He then moves
toward the foreground and the right, where he is joined by the
group consisting of his family and the postman, who have been in
the far distance on the right. Running from them, in front of
the house, he moves toward the "witch," who is revealed to have
been standing on the left hand side. The posse of family members
comes to take him from her, to guide him to the far right where
the expansion in camera movement reveals an ambulance. After
once avoiding his imprisonment in the ambulance, he is at last
bundled in, and the ambulance moves across the boggy ground,
toward the house, now burning more fiercely than ever, before
turning back toward the foreground near the witch, looping from
left to right in the foreground, finally to disappear in the
center rear, passing the house. Meanwhile the witch runs across
from the left, picks up her bicycle, and exits on the right
toward the foreground. The take ends as Alexander's wife runs
towards the house, where Alexander had been sitting at the start
of the take, collapses, and is joined by the rest of the party as
the house finally disintegrates.
Various circumstances mark this sequence's particularity:
its duration, its mode of camera movement, its central importance
to this film, or its use in the last and perhaps most significant
of Tarkovsky's films. In the annals of film lore and gossip,
however, this take is perhaps most famous because it had to be
taken twice: the first time, the take was set up, the house set
on fire, and the actors went through all the motions before
anyone realized that the camera had jammed. As only one camera
had been used, when this jammed there was no footage available.
As the film depended upon this take, to lose it was a disaster
and Tarkovsky was crushed. After brief consultation, however, he
decided to rebuild the now destroyed house, and to film the
sequence all over again, at a major cost of time and material
resources.
This course of events was captured, not by Tarkovsky's
cameras, but by the cameras of a Swedish documentary team that
was recording the making of The Sacrifice. This documentary,
chronicling the last few months of Tarkovsky's life, spends a
great deal of time on the making of The Sacrifice and, further,
also uses this long take as the centerpiece of its depiction of
Tarkovsky as resolute and determined in the face of all disaster,
whether it be technical misfortune or life-threatening cancer.
Thus the documentary shows first the process of setting up the
take; then the first, failed, filming itself, which continues
until the camera team finally realizes that everything has gone
wrong, Tarkovsky curses them, and everyone is distraught.
Finally, the documentary also shows the final take--the one that
succeeded, and that made its way into the completed film--from
the dual perspective of both the "backstage" presentation and
clips from the finished film itself.
The purpose in looking at these three versions of the same
take at such length--that is, the documentary coverage of both
the failed and the successful take and the film coverage of the
successful take--is to generate some questions about the
"realism" of alternative modes of film-making associated with
documentary realism on the one hand and what I would like to term
"mystical realism" on the other. Through a comparison of these
two styles, these two competing claims on the real, I will
further discuss the film theories of Bazin and Deleuze.
ii
To explain "mystical realism" however, and as a point of
entry into the aesthetics and philosophy of the real, let us
consider the fates of both neorealism, and the Bazinian criticism
so heavily associated with that movement. As with many such
artistic "movements," Italian neorealism was something of a
contingent collection of film-makers united more through
accidents of geography and history than through any explicit
ideological or formal program. Moreover, many of the techniques
which supposedly marked neorealism as distinctive were similarly
forced by circumstance rather than a coherent methodological
sense, most obviously the use of exterior rather than studio
locations. As a result, it is scarcely surprising that the
movement was over almost as soon as it was announced to have
begun, and that the excesses of Fellini, the intellectualism of
Antonioni or the lavishness of later Visconti soon replaced the
pared down tone of The Bicycle Thief or Umberto D.
Without necessarily positing any causal relation, the
withering of neorealism can perhaps be compared to the fate of
Bazinian theories of realism in the twenty years from the late
sixties to the late eighties. With Christian Metz and the first
wave of linguistically-based semiotic film criticism, it became
almost ritualistic to denounce the naivet‚ with which Bazin had
claimed that in The Bicycle Thief could be found the paradoxical
non-discovery of "no more cinema." As Phil Rosen put it in 1989,
"Since the 1960s... Bazin-bashing has become fashionable in
film-theoretical discussion" (8). Thus even Jacques Aumont in
his magnanimous survey gently reprimands him by saying that
"Bazin's enthusiasm for this 'new' film form pushed him to an
excessive stance" (114).
In contrast to this current, and in the spirit of a more
lenient, sometimes even inspiring, account of Bazin, typified
perhaps by the move to Deleuzian film theory, and by feminist
film theory's attempt to break out of its psychoanalytic
deadlock, I take seriously the suggestion that not only does
Bazinian theory still stand up to examination, but also that
neorealism and its legacy need further investigation.
The essentials of Bazinian realism for my purposes are
exemplified in his argument that:
Italian neorealism contrasts with previous
forms of film realism in its stripping away
of all expressionism and in particular in the
total absence of the effects of montage...
[it] tends to give back to the cinema a sense
of the ambiguity of reality.
(What is Cinema? Vol. 1, 37)
As is clear even from this brief quotation, Bazin's sense of
realism was in contrast to the naive positivism with which he has
been accredited. Indeed, his most famous phrase has all too
often been mangled through truncation: Bazin argued that The
Bicycle Thief constructed "the perfect aesthetic illusion of
reality [in which] there is no more cinema" (What is Cinema?
Vol. 2, 60; my emphasis). As Rosen argues, Bazin's concern was
with the ontological status of the image, and its implications
for subjectivity. This was thus not a question of direct
reference between the image and the real, but a concern with
indexical correspondence and "respect for the spatial unity of an
event at the moment when to split it up would be to change it
from something real into something imaginary" (What is Cinema?
Vol. 1, 50). This spatial unity could be disturbed through the
use of montage dependent on motivated psychological action, an
overcoding which conjured up the unambiguous subjectivity of the
individual agent. In this respect Bazin's criticisms are very
similar to Deleuze's comments on the action-image, though the
latter also makes clear reference to this form of montage as a
variation on the Marxian circuit of capital: both S-A-S' and A-S-
A' have to be seen as variations on M-C-M'.
In terms of form, although Bazin criticized psychological or
dramatic montage, he did not doctrinairely contrast montage per
se with the long take--as is evident in his comment, for example,
that "Hitchcock's Rope could just as well have been cut in the
classic way" (What is Cinema? Vol. 1, 50). Likewise, it is a
mistake to oppose Bazin to Eisenstein, and not merely because of
the high regard in which the former held the latter. For
example, both aim to envisage a spectatorial position that is
active, dynamic and multiple, rather than overdetermined through
complicity with the individualizing and passive tendencies of
classic realism. That the polarization between Bazin and
Eisenstein is a false dichotomy can be seen especially in reading
Bazin's "An Aesthetic of Reality: Neorealism" (What is Cinema?
vol. 2, 16-40). More here than in some of his later formulations
of film history, Bazin appears interested in claiming a lineage
for realism descending from the Soviet avant-garde, to suggest a
tradition that explicitly links realism to both aesthetic and
political revolution. Indeed, he begins the essay by suggesting
a comparison between Rossellini's Paisan and Potemkin. He
continues by suggesting that it was "their search for realism
that characterized the Russian films of Eisenstein, Pudovkin, and
Dovjenko as revolutionary both in art and politics" (16).
Although this is a "search for" rather than achievement of
realism, this suggestion clearly expands what Bazin later terms
the "realist spectrum" (30). Now, this resemblance to Eisenstein
is unstable and temporary even within "An Aesthetic of Reality"--
though at no point does Bazin lose his admiration for Potemkin.
Elsewhere, he differentiates neorealism from the Soviets not only
formally (in terms of the use of montage) but also because of the
lack of symbolism in the Italian films. However, I would
maintain that throughout his work, Bazin has an ambiguous, rather
than in any way merely negative or oppositional, relation to
Eisenstein. Moreover, this ambiguity is more one that can be
mapped in political terms than one that can be clearly understood
solely as a matter of different relations to a cinematic project.
The move to concentrate upon neorealism rather than upon
Eisenstein, then, can be understood less in formal terms than in
terms of differing mobilizations of the political. In the wake
of fascism, the mobilization of the masses along the lines of
Eisenstein's project becomes increasingly suspect: such a task
involves a form of political closure, neglecting "the ontological
ambiguity of reality" (What is Cinema? vol. 2, 68). As Deleuze
would also point out (in line too with Kracauer's analysis), the
fascist challenge to the idea of a revolutionary cinema consists
in the demonstration that it "gave cinema as its object not the
masses become subject but the masses subjected" (Cinema 2 216).
Therefore neorealism becomes crucial because its presentation of
the real's "ontological ambiguity" also gives it a political
ambiguity. Of De Sica's films, Bazin comments that their
ambiguities "have been used by the Christian Democrats and by the
Communists. So much the better: a true parable should have
something for everyone" (What is Cinema? vol. 2, 70). Of course,
this statement then begs the question as to whether a "true
parable" should have something for the fascists? Deleuze also
highlights the problem implicit in the attempt to "ground" a non-
fascist art, and suggests instead that the work of a political
cinema is as a constant reminder that "the people are missing"
(Cinema 2 216).
It is at the level of the real that we can see that, as
Raymond Williams suggests "there are in fact no masses; there are
only ways of seeing people as masses" (300). If film and
cultural studies have generally been preoccupied with these "ways
of seeing," Bazin and Deleuze suggest that cinema may prompt an
investigation into different "ways of being," premised upon the
ontological immanence that deterritorializes such linguistic
categorizations. This is why I would argue for an archaeology of
the real and, briefly to answer the question posed by my title, I
suggest at least the following four places to look for whatever
happened to the mode of film sensibility briefly and unstably
crystallized in neorealism: faux-naive realism (for example
Warhol); cynical realism (typified by Altman); magical realism
(sectors of the "third cinema" exemplified by Guerra's Er‚ndira
or Jodorowsky's Santa Sangre); and mystical realism (Tarkovsky).
I would point out that for all but magical realism the use of the
long take is central.
Thus faux-naive realism takes neorealism's formal apparatus
to its logical ends, producing only the flat surface of the real
to suggest that mass reproduction is immediacy, rather than
continual mediation. Cynical realism begins to open up spaces
within the real, documenting the violent impositions of gender
categories or political power hierarchies, while cynically
presenting itself at a loss to evade such inevitabilities. On
the other hand, the politically motivated magical realism,
operating in the fissure between the breakdown of Western
identity constructions and the always delayed emergence of a
postcolonial riposte, produces a "history-with-holes" (Jameson
149) to construct lines of flight or escape. Finally, mystical
realism presents a more apocalyptic view in which the real is
both site of redemption and necessarily locus of denial.
Clearly this is over-schematic, and one could trace the
careers of still other directors across and between these
categories--Wenders comes to mind. Essentially, however, I am
following both Bazin and Deleuze here in their assertion that
neorealism really does mark a significant break in cinematic
history. But while Deleuze sees this break in terms of the
history of the image--a move from the movement-image, more
specifically the action-image, to the time-image (Cinema 1 205-
215)--I am recasting it more along the lines of Bazin, and in
terms of realism, realism as an always ambiguous political
response to an ontological condition. In as much as realism thus
acknowledges absence or lack, it is in measuring the distance
between the immanent anti-representation of the cinematic real
and its symbolic re-casting in politics or language, a distance
which must always remain assumed or unacknowledged in
semiological readings.
iii
But rather than defending or amplifying further this schema,
I will now cut back to Tarkovsky, and the documentary footage of
the long take. Let us first look at unsuccessful first version
of this final long take--the documentary version, the only one
available. This documentary form demands that the spectator
assume the unobtrusiveness of the camera: it portrays how events
unfolded and, in so far as the documentary records an "event," a
historical singularity, what it records only happened once, in
the manner and order depicted. The "verity" of the record is
attested to by the non-repetition of the sequence itself. This
is achieved primarily at the dual level of content and
(retrospectively in this case) spectatorial knowledge of the
content. From the banal fact that we catch Tarkovsky saying
"motherfucker"--an unguarded exclamation that we assume he would
not repeat at other times--to the fact that we discover that the
other camera, which we assumed to be running, has broken down
(graphically relaying to us that there is no other document of
this activity), the narrative argues that this is an unmediated
version of the real.
In large part, it is precisely the obtrusiveness of the
other means of filmic mediation that permits the unobtrusiveness
of the always unseen documentary camera. There is a double bind
here, in the sense that there are two sites of contradiction,
from both of which the documentary profits, but both of which
enable intervention into the apparently seamless realism it
portrays. First we note a similarity between fiction and
documentary: in that the fictionalizing project is shown to be
fallible, we understand that the realistic project is similarly
prone to the technical vicissitudes of an uncertain real. As the
documentary exposes the general process of mechanical
reproduction, portraying the director and crew in unmediated
contact with an event now seemingly past reproduction, we sense
it is a matter of luck that we caught a glimpse--necessarily
backstage, behind the scenes--of what was really going on.
The second part of this double bind is that in so far as we
see that the fictional project has failed, we also know that the
documentary project has succeeded, and in this sense the latter
establishes itself as not equal but superior, immune from the
problems that affected Tarkovsky's film. In Colin MacCabe's
terms, the documentary, while ostensibly parasitic (it is titled
The Genius, The Man, The Legend Andrei Tarkovsky), appropriates
Tarkovsky's film (among other discourses--also the interview with
his sister, for example) to become a dominant discourse of the
classic realist text in its move to "anneal, to make whole,
through denying its own status" as film production by positing
The Sacrifice's breakdown as a contradiction only documentary can
resolve (55).
And yet, as in any backstage musical, the impression of the
real forced by the apparently Brechtian logic of distanciation is
itself produced as heavily as, if now disguised more effectively
than, the fictional that serves as lure to our epistophilia.
This is clearly only pseudo-distanciation. On the level of
content, we never see the workings of the documentary production
or hear an interviewer's voice. More importantly (at least in
terms of Bazinian notions of montage), the documentary also works
to achieve this effect in formal terms. Here, specifically we
can see the use of dramatic montage to construct even the most
pivotal moment of apparent technical breakdown. For the first
moment at which trouble (here with the special effects) surfaces-
-the moment at which fictional and real logics appear to
coincide, as the blockage performs the reverse indexicality of
real disturbance leading to fictional lacuna--is the moment at
which Tarkovsky calls for fire in "The tree." There is then a
cut to a hand operating a switch obsessively on and off. On the
soundtrack, someone says "shit." Back to Tarkovsky, calling:
"The car." Zoom in to the car itself, manifestly not on fire.
Cross cut to a closer shot of the hand operating the switch, and
we now see that the switch is labelled "car." Back to Tarkovsky.
Thus standard parallel editing motivates and is motivated by the
double narrative of the apparent logic of direction and the
metanarrative of directorial breakdown: the camera obscures its
technical deficiencies technically. As Deleuze puts it, the
documentary produces "an ideal of truth... dependent on cinematic
fiction itself" (Cinema 2 149).
In comparing the documentary and the finished film of The
Sacrifice, I don't want merely to propose some relativism of the
real, to demonstrate the constructions inherent in the
documentary form. Rather, I would like to suggest the positive
implications of Bazinian theory and Tarkovskian practice. As
MacCabe suggests, the move from classic realism "could be
characterized as the introduction of time (history) into the very
area of representation so that it is included within it" (65).
Tarkovsky himself says of classic realism and the Institutional
Mode of Representation:
Film took a wrong turn.... The worst of it
was not... the reduction of cinema to mere
illustration: far worse was the failure to
exploit artistically the one precious
potential of the cinema: the possibility of
printing on celluloid the actuality of time.
(63)
We can see the reduction in terms of time effected by the
documentary footage: its account of the final take is almost half
the length of Tarkovsky's finished version, even though its
montage effect would seem to fill the same amount of time more
effectively and more fully, as it has appropriated further
discourses from which to constitute its realist master narrative:
whereas the documentary mediates between actors, director, camera
personnel and (finally) the finished film itself, this is part of
a dramatic logic which entails the curtailment--in Tarkovsky's
terms, the "loss" (83)--of time. However, the documentary,
fundamentally, would still subject the real to the loss of time
even if its footage lasted twice or ten times as long as it in
fact does--and this is for the same reason as Rope similarly
effaces time, as much as it eschews montage.
In Deleuze's understanding of the shot in depth, further, we
can see that this take produces a deterritorialization of the
time-image. In viewing the film we inhabit both the eternal
present of the film time--the direct mapping of one time onto
another--and the virtual space of the past, of memory. For
Deleuze sees the shot in depth as instituting each the spatial
planes of the shot as "sheets of past" which enter into mutual
relations, allowing the representation of a non-chronological
time (Cinema 2 107-109). Though this take is not strictly a shot
in depth (as it has nothing in the near foreground), it clearly
establishes different planes, associated with Alexander, the
house, the family, the witch or the ambulance, only to
destabilize all these positions through the incessant movement
that characterizes the take. However, the only plane which
remains inviolate is that of the house, which sets up a system of
both attraction and repulsion: an absolute pole which produces
the mad movement between the other planes, which become so many
moveable poles with their own, weaker, attractions and
repulsions. For the burning house--the "sacrifice"--represents a
time out of joint, a potential future which has been consigned
back to the past, now no longer imaginable or speakable.
iv
To return, finally, to a comparison between Tarkovsky and
neorealism, I suggest that we should see both as attempting a
different mode of "occupying" the real, a turn away from the
impositions of classical "realist" drama. This is an attempt to
militate against plot: as Deleuze suggests, neorealism introduces
a logic of the "encounter" (Cinema 2 1), which is also a
suffusion of the new spaces available to the camera in its new
exterior mobility: from studio set and montage to location
shooting and the long shot, as Bazin observed. Clearly, I would
argue, it is this form of suffusion and inhabitation of space
that is effected by Alexander's drift through the space in front
of the burning house. As this takes place, and in Kracauer's
terms, neorealism does not unveil the real so much as redeem it--
and it does this through a new conception of the banal, and of
the everyday.
Just as The Sacrifice (and Tarkovsky's work in general)
excavates the divine within the banal and the everyday--this is
what I would term its "mystical realism" and is here evident in
the transcendence of the petty arguments of Alexander's family or
the rituals of the unhappy birthday party--so neorealism
increasingly saw the magical within what Hollywood might
characterize as the boring. As Zavattini puts it in "A Thesis on
Neo-Realism":
There is no doubt that our first, and most
superficial, reaction to daily existence is
boredom....
The most important characteristic of
neo-realism, i.e. its essential innovation,
is, for me, the discovery that [the] need to
use a story was just an unconscious means of
masking human defeat in the face of reality;
imagination, in its own manner of
functioning, merely superimposes death
schemes onto living events and situations.
(Overbey 67)
It is this sense of neorealism that Deleuze foregrounds, and
which for him constitutes the essential divide between the prewar
cinema of the "movement-image" and the postwar "time-image."
Neorealism is an attempt to "open" up the spaces which had been
"territorialized" by plot and by narrative. In opposition to the
"death schemes" of closure premised upon action, neorealism
offers "a dispersive and lacunary reality... a series of
fragmentary, chopped up encounters" (Cinema 1 212). Thus, for
example Rome, Open City is as much concerned with the obsessive
movement through the apartment buildings and streets of the
occupied and hierarchized city under occupation as with the plot
which, as Liehm observes, is essentially "of limited interest"
(63). As I have suggested, neorealism thus generated diverse
ways of investigating and inhabiting this lacunary real, allowing
possibilities taken up by the four realisms I outlined earlier..
On the other hand, the documentary on Tarkovsky manifests a
false realism. In Deleuzian terms, it obeys a logic of sedentary
striation, in which time follows a teleology, and the points to
which one travels dominate the time spent travelling: in which
events must be structured into the logic of an authorized
narrative, rather than existing in and for themselves. In
Tarkovsky's long take, however, we see instead the sacrifice
initiating a nomad wandering, the "modern voyage" (Deleuze 208)
in and through a material, smooth time. Although Alexander moves
between determinate poles--the witch and the family--he evades
them until the final capture by the ambulance, which itself is
then caught up in a similar movement. All the characters indeed
are moved to a similar experience of time and space, as are we as
spectators, through the camera moving through two axes
simultaneously such that a precise situation of point of view is
impossible.
Indeed, it would seem inadequate to designate the experience
of watching the take as spectatorship, at least not in the ways
in which film theory has defined that term. Rather than entering
into a relation of distance and synchronicity established between
viewing subject and screen (understood in terms of fetishism,
disavowal and so on), what opens up is an "optical unconscious"
of what Taussig (reading Benjamin) terms "contact-sensuosity...
opening up new possibilities for exploring reality" (23) in which
the bodily sensation of time is prioritized over its narrative
disjunctive coding. In watching this take, we experience a
spatial and temporal unity, but one that is indeterminate,
ungrounded: an inhabitation of the real beyond language and its
disfiguring synchronicity, an inhabitation further symbolized by
Alexander's own vow of silence. Or, if this is going too far, we
could say that this is an intimation of the real that, in
MacCabe's terms, demonstrates the fictiveness of any--documentary
or otherwise--pretence to its adequate representation. Perhaps,
finally, this Bazinian use of the long take demonstrates that a
cinema structured and understood like a language will always
evade realism, and that what we need is a cinema in which images
are what they are: purely indexical, as Tarkovsky argues, "not a
sign, not a symbol of something else" (154). works cited
Aumont, Jacques. With Alain Bergala, Michel Marie and Marc
Vernet. Aesthetics of Film. Trans. and Rev. Richard
Neupert. Austin: U. of Texas Press, 1992.
Bazin, Andr‚. What is Cinema? Vol. 1. Ed. and trans. Hugh
Gray. Berkeley: U. of California Press, 1967.
-----. What Is Cinema? Vol. 2. Ed. and trans. Hugh Gray.
Berkeley: U. of California Press, 1971.
Bondanella, Peter. Italian Cinema: From Neorealism to the
Present. New York: Continuum, 1990.
Deleuze, Gilles. Cinema 1: The Movement-Image. Trans. Hugh
Tomlinson and Barbara Habberjam. London: Athlone, 1986.
-----. Cinema 2: The Time-Image. Trans. Hugh Tomlinson and
Robert Galeta. Minneapolis: U. of Minnesota Press, 1989.
Elsaesser, Thomas, ed. Early Cinema: Space/Frame/Narrative.
London: British Film Institute, 1990.
Jameson, Fredric. Signatures of the Visible. New York:
Routledge, 1992.
MacCabe, Colin. "Realism and the Cinema: Notes on Brechtian
Themes." Contemporary Film Theory. Ed. Anthony Easthope.
London: Longman, 1993. 53-67.
Overbey, David, ed. and trans. Springtime in Italy: A Reader on
Neo-realism. Hamden, Conn.: Archon Books, 1979.
Reader, Keith. "The Scene of Action is Different" (review of
Cinema 1 and 2). Screen 38.3 (Summer 1987): 98-102.
Rosen, Philip. "History of Image, Image of History: Subject and
Ontology in Bazin." Wide Angle 9.4 (1989): 7-34.
Shaviro, Steven. The Cinematic Body. Minneapolis: U. of
Minnesota Press, 1993.
Tarkovsky, Andrey. Sculpting in Time: Reflections on the Cinema.
Trans. Kitty Hunter-Blair. New York: Alfred Knopt, 1987.
Taussig, Michael. Mimesis and Alterity. New York: Routledge,
1993.
Williams, Raymond. Culture and Society. London: Hogarth, 1990.
films cited
The Genius, The Man, The Legend Andrei Tarkovsky. Idea and
manuscript Michal Leszczytowski. Prod. Lisbet Gabrielsson.
Swedish Film Institute. 1988.
The Sacrifice. Dir. Andrei Tarkovsky. With Erland Josephson,
Susan Fleetwood and Allan Edwall. Svenska Filminstitutet.
1986.
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